Best Investors Account Sign in
Inactive

Karen Louise Garcia

Geowealth Management LLC

Chicago, IL

Littleton, CO

CRD 1797312

Claim This Profile
Employer firm

Geowealth Management LLC CRD 148222

$17.6B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Geowealth Management Llc

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-05
IL RA APPROVED 2026-01-05
  • CO RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2026-01-05

Branch Locations

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Ascent Asset Management Denver CO 03/2016 03/2024
Geowealth Management Llc Chicago IL 03/2024 Present
Previous Registrations
  • 2017-10-13 → 2024-03-25
    First Ascent Asset Management, Llc
    Denver, CO
  • 1999-01-01 → 2003-10-27
    Investment Consulting Group Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 1988-06-29
  • S65 Uniform Investment Adviser Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    1988-06-29

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor