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Fariba Hekmat

Wells Fargo Advisors Financial Network, LLC

Agoura Hills, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-06
TX RA APPROVED 2016-06-03
  • CA RA
    APPROVED
    Since 2016-06-06
  • TX RA
    APPROVED
    Since 2016-06-03

Branch Locations

30300 Agoura Rd Ste B-280, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Agoura Hills CA 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
  • S66 Uniform Combined State Law Examination
    2008-06-18
Other Names
  • Fariba Hekmat Mercer
  • Fariba Hekmat Samtani
  • Fariba Hekmat Mercer
  • Fariba Hekmat Samtani
  • Fariba Hekmat
  • Fariba Hekmat Samtani

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · AGOURA HILLS, CA
PLANMEMBER SECURITIES CORPORATION · Agoura Hills, CA
SHE WEALTH ADVISORS LLC · AGOURA HILLS, CA
MURAPA INVESTMENTS · AGOURA HILLS, CA
EDWARD JONES · AGOURA HILLS, CA
THE WEALTH CONSULTING GROUP · Agoura Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · AGOURA, CA
WELLS FARGO CLEARING SERVICES, LLC · AGOURA HILLS, CA

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