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Fariba Hekmat

Wells Fargo Advisors Financial Network, LLC

Agoura Hills, CA

CRD 1797254

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-06
TX RA APPROVED 2016-06-03
  • CA RA
    APPROVED
    Since 2016-06-06
  • TX RA
    APPROVED
    Since 2016-06-03

Branch Locations

30300 Agoura Rd Ste B-280, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Agoura Hills CA 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
  • S66 Uniform Combined State Law Examination
    2008-06-18
Other Names
  • Fariba Hekmat Mercer
  • Fariba Hekmat Samtani
  • Fariba Hekmat Mercer
  • Fariba Hekmat Samtani
  • Fariba Hekmat
  • Fariba Hekmat Samtani

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
PLANMEMBER SECURITIES CORPORATION
SHE WEALTH ADVISORS LLC

Nearby Investors

JACK BRUCE MURAD
Sam Farhoumand
ANTHONY BABAK MOTAMEDI

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · AGOURA HILLS, CA
PLANMEMBER SECURITIES CORPORATION · Agoura Hills, CA
SHE WEALTH ADVISORS LLC · AGOURA HILLS, CA

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