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Current Employers
Gamboa Capital Management Inc.

4435 Naco Perrin, San Antonio, TX 78233 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-01-01
  • TX RA
    APPROVED
    Since 2006-01-01

Branch Locations

4435 Naco Perrin, San Antonio, TX 78233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gamboa Capital Management Inc. San Antonio TX 12/1995 Present
Previous Registrations
Other Businesses

Mr. Marco Gamboa is a member of Proportional Prosperity LLC, a Texas Limited Liability Company engaged in real property ownership, management, and maintenance. Further Mr. gamboa is a Member of Sitterle Gamboa Custom Builders LLC, a Texas Limited Liability Company engaged in Commercial and Residential construction. Mr. Gamboa spends the majority of his time pursuing these ventures.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-01
S63 Uniform Securities Agent State Law Examination 1988-03-04
  • S65 Uniform Investment Adviser Law Examination
    2005-12-01
  • S63 Uniform Securities Agent State Law Examination
    1988-03-04

View on SEC IAPD

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