Dale Bruce Costello

Current Employers

Employment History

• 12/2015 → 07/2017
  Cetera Investment Services Llc
  St. Cloud, MN
• 12/2015 → 07/2017
  Cetera Investment Advisers, Llc.
  Lincolnwood, IL
• 11/2017 → 02/2020
  Cetera Financial Specialists, Llc
  Schaumburg, IL
• 10/2017 → 02/2020
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 10/2006 → Present
  Ad Banker & Company
  Overland Park, KS
• 02/2020 → 06/2024
  Avantax Investment Services, Inc.
  Park Ridge, IL
• 02/2020 → 06/2024
  Avantax Advisory Services
  Park Ridge, IL
• 02/2020 → 06/2024
  Avantax Insurance Agency, Llc
  Park Ridge, IL
• 06/2018 → 02/2024
  R2 Fiscal Solutions, Llc
  Park Ridge, IL
• 06/2018 → 02/2024
  Rozovics Group Llp
  Park Ridge, IL
• 10/2006 → Present
  Ad Banker And Company
  Overland Park, KS
• 03/2020 → 02/2024
  Rozovics Wealth Management
  Park Ridge, IL
• 09/2021 → Present
  D.C. Cutter
  Arlington Heights, IL
• 06/2024 → Present
  Ameriprise Financial Services, Llc
  Warrenville, IL

Previous Registrations

• 2020-02-18 → 2024-06-28
  Avantax Advisory Services
  Park Ridge, IL
  Park Ridge, IL
  Arlington Heights, IL
• 2017-11-01 → 2020-02-21
  Cetera Investment Advisers Llc
  Arlington Heights, IL
  Park Ridge, IL
• 2015-12-10 → 2017-07-21
  Cetera Investment Advisers Llc
  Lincolnwood, IL
  Lincolnshire, IL
• 2014-09-18 → 2015-09-29
  Pnc Wealth Management Llc
  Park Ridge, IL
  Mount Prospect, IL
  Algonquin, IL
  Niles, IL
  Mt. Prospect, IL
• 2013-09-18 → 2014-09-05
  Lpl Financial Llc
  Bensenville, IL
  Mount Prospect, IL
  Mount Prospect, IL
  Elk Grove Village, IL
  Bloomingdale, IL
  Melrose Park, IL
  Mount Prospect, IL
  Melrose Park, IL
• 2012-11-15 → 2013-09-18
  Firstmerit Advisors, Inc.
  Mount Prospect, IL
  Melrose Park, IL
• 2006-01-24 → 2012-12-05
  Ameritas Investment Company, Llc
  St Charles, IA
  Brookfield, WI
  St Charles, IA
  Arlington Heights, IL
  Chicago, IL
  Norridge, IL

Other Businesses

Board of Directors; Bloomingdale Advisory Council; Chairman; 1720 Bellechase Dr., , New Lenox, IL, 60451; Not Investment-Related; 01/02/2019; 1 to 9 hours per month; 0 during trading hours / Medinah Shrine Board; Board Member; 550 Shriners Dr., , Addison, IL, 60101; Not Investment-Related; 01/20/2023; 0 hours per month; 0 during trading hours / Shriners International; NA; 2900 Rocky Point Dr., , Tamps, FL, 33607; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-30
• S63 Uniform Securities Agent State Law Examination
  1991-12-21

Designations

Other Names

• Dale Bruce Costello
• Dale Costello