Iris Joy Roth

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1988 → Present
  Gold Coast Benefits Group, Inc
  Miami, FL
• 05/2004 → Present
  Mid Atlantic Capital Corporation
  Aventura, PA
• 09/2006 → Present
  Mid Atlantic Financial Management, Inc.
  Pittsburgh, PA
• 11/2021 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2006-09-19 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Miami, FL
  Miami, FL
  Aventura, FL
  Pittsburgh, PA
• 2004-06-23 → 2004-07-09
  Mid Atlantic Financial Management, Inc.
  Miami, FL

Other Businesses

1.GOLD COAST BENEFITS GROUP~NON INVESTMENT RELATED~2600 ISLAND BLVD., SUITE 205, AVENTURA, FL 33160~INSURANCE & PENSION CONSULTING~OWNER & VP~START DATE MARCH 1989~150HRS PER MONTH~130HRS PER MONTH DURING MARKET~SALES, ADMINISTRATION, CONSULTING, PROBLEM SOLVING AND FIXED INSURANCE SALES 2. insurance product sales*Yes Invest*fixed insurance products*4/11/1988*insurance producer*consulting, sale and servicing of non-variable insurance products*20 Hrs per mnth/20 Non trade hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-14

Designations

• Certified Financial Planner