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Iris Joy Roth

Newedge Advisors

New Orleans, LA

Aventura, FL

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • FL RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

2600 Island Blvd. Suite 205, Aventura, FL 33160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gold Coast Benefits Group, Inc Miami FL 07/1988 Present
Mid Atlantic Capital Corporation Aventura PA 05/2004 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 09/2006 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 07/1988 → Present
    Gold Coast Benefits Group, Inc
    Miami, FL
  • 05/2004 → Present
    Mid Atlantic Capital Corporation
    Aventura, PA
  • 09/2006 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2006-09-19 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Miami, FL
    Miami, FL
    Aventura, FL
    Pittsburgh, PA
  • 2004-06-23 → 2004-07-09
    Mid Atlantic Financial Management, Inc.
    Miami, FL
Other Businesses

1.GOLD COAST BENEFITS GROUP~NON INVESTMENT RELATED~2600 ISLAND BLVD., SUITE 205, AVENTURA, FL 33160~INSURANCE & PENSION CONSULTING~OWNER & VP~START DATE MARCH 1989~150HRS PER MONTH~130HRS PER MONTH DURING MARKET~SALES, ADMINISTRATION, CONSULTING, PROBLEM SOLVING AND FIXED INSURANCE SALES 2. insurance product sales*Yes Invest*fixed insurance products*4/11/1988*insurance producer*consulting, sale and servicing of non-variable insurance products*20 Hrs per mnth/20 Non trade hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-14
  • S63 Uniform Securities Agent State Law Examination
    1995-03-14
Designations

View on SEC IAPD

Other Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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