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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dexter & Co. Benefit Services Inc. | Dallas | TX | 03/1994 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2001, 12HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND PROPERTY & CASUALTY; 2. DEXTER & COMPANY, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE BUSINESS, START 03/01/1994, 20HRS/WK (TRADING HOURS), INSURANCE AGENT; 3. FINANCIAL NETWORK, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR SECURITIES, ADVISORY, & INSURANCE BUSINESS, START 01/01/2013, >40HRS/WK (32.5 TRADING HOURS), REPRESENTATIVE/AGENT; 4.NAME OF OTHER BUSINESS: PAINE-DRENNAN GROUP INVESTMENT RELATED: NO ADDRESS: 5500 PRESTON RD. SUITE 290 DALLAS, TX 75205 NATURE OF BUSINESS: REAL ESTATE SALES START DATE: 1/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: MARKETING DIRECTOR BRIEF DESCRIPTION OF DUTIES: LICENSED TEAM ASSISTANT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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