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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

12221 Merit Dr Ste 1760, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dexter & Co. Benefit Services Inc. Dallas TX 03/1994 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1994 → Present
    Dexter & Co. Benefit Services Inc.
    Dallas, TX
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2001, 12HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND PROPERTY & CASUALTY; 2. DEXTER & COMPANY, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE BUSINESS, START 03/01/1994, 20HRS/WK (TRADING HOURS), INSURANCE AGENT; 3. FINANCIAL NETWORK, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR SECURITIES, ADVISORY, & INSURANCE BUSINESS, START 01/01/2013, >40HRS/WK (32.5 TRADING HOURS), REPRESENTATIVE/AGENT; 4.NAME OF OTHER BUSINESS: PAINE-DRENNAN GROUP INVESTMENT RELATED: NO ADDRESS: 5500 PRESTON RD. SUITE 290 DALLAS, TX 75205 NATURE OF BUSINESS: REAL ESTATE SALES START DATE: 1/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: MARKETING DIRECTOR BRIEF DESCRIPTION OF DUTIES: LICENSED TEAM ASSISTANT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-29
S63 Uniform Securities Agent State Law Examination 2000-07-26
  • S65 Uniform Investment Adviser Law Examination
    2008-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-26

View on SEC IAPD

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