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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-08 |
| CA | RA | APPROVED | 2008-05-14 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 02/1990 | Present |
I*879250 For profit or not for profit: Name of outside business organization: EXEC EST Investment related: N Address of business: IRVINE, California, 92614 Nature of business: Position, title, association: Executor, Start date of relationship: 6/8/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-01 |
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