Kipp Alan Noe

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2016-09-22

KS RA
APPROVED

Since 2016-09-22

Branch Locations

40 Corporate Woods 9401 Indian Creek Parkway Suite 1050, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Smith, Moore & Co.	Clayton	MO	08/2016	Present

08/2016 → Present

Smith, Moore & Co.

Clayton, MO

Previous Registrations

2006-05-01 → 2016-08-29

U.S. Bancorp Investments, Inc.

St. Lawrence, KS

Lawrence, KS

Lawrence, KS

Lawrence, KS

Lawrence, KS

Lawrence, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-28
S63	Uniform Securities Agent State Law Examination	1988-04-08

S65 Uniform Investment Adviser Law Examination

2006-04-28
S63 Uniform Securities Agent State Law Examination

1988-04-08

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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