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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2007-01-19 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1001 S 24Th St W Ste 312, Billings, MT 59102-6467 • United States
Billings, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Billings | MT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Billings | MT | 03/2020 | Present |
Business Ownership; Prairie Springs Group, LLC; member advisor; entity used to manage team-related expenses; 993 South 24th St W, Ste D, , Billings, MT, 59102; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-15 |
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