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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

1060 Dakota Drive, Ste 204, St. Paul, MN 55120-5505 • United States

Mendota Heights, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St. Paul MN 04/2003 Present
Other Businesses

1. 03/01/2012 - MidAmerica Wealth Management, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 6/16/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/06/2017 - 10 Hours Per Month/2 Hours During Securities Trading. 3. 1/8/2021 - Dakota Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 11/23/2020 - 5 Hours Per Month/3 Hours During Securities Trading - Provide administrative assistance to the tax preparation process. 4. 10/16/2024 - Breezy Meadows LLC - Outside/W-2 Employment - Administrative - Not Investment Related - Hudson, WI - Start Date 10/01/2024 - 2 Hours Per Month/ 0 Hours During Trading 5. 03/03/2026 - Bridge & Branch Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ during trading 6. 03/03/2026 - Bridge & Branch Wealth Partners, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-07
  • S63 Uniform Securities Agent State Law Examination
    1988-03-07
Designations

View on SEC IAPD

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