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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1060 Dakota Drive, Ste 204, St. Paul, MN 55120-5505 • United States
Mendota Heights, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St. Paul | MN | 04/2003 | Present |
1. 03/01/2012 - MidAmerica Wealth Management, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 6/16/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/06/2017 - 10 Hours Per Month/2 Hours During Securities Trading. 3. 1/8/2021 - Dakota Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 11/23/2020 - 5 Hours Per Month/3 Hours During Securities Trading - Provide administrative assistance to the tax preparation process. 4. 10/16/2024 - Breezy Meadows LLC - Outside/W-2 Employment - Administrative - Not Investment Related - Hudson, WI - Start Date 10/01/2024 - 2 Hours Per Month/ 0 Hours During Trading 5. 03/03/2026 - Bridge & Branch Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ during trading 6. 03/03/2026 - Bridge & Branch Wealth Partners, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-07 |
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