Peter John O'brien

Employer firm

Mpm Financial Corporation CRD 309695

$31.4M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mpm Financial Corporation

Maplewood, MN • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-10-19

MN RA
APPROVED

Since 2020-10-19

Branch Locations

Maplewood, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	10/2020	12/2024
Voya Financial Advisors	St. Paul	MN	09/2014	08/2020
Mpm Financial Corporation	Maplewood	MN	10/2020	Present
Mpm Financial Corporation	Maplewood	MN	03/1996	Present

10/2020 → 12/2024

Purshe Kaplan Sterling Investments

Albany, NY
09/2014 → 08/2020

Voya Financial Advisors

St. Paul, MN
10/2020 → Present

Mpm Financial Corporation

Maplewood, MN
03/1996 → Present

Mpm Financial Corporation

Maplewood, MN

Previous Registrations

2014-01-30 → 2020-10-20

Voya Financial Advisors, Inc.

St Paul, MN

Saint Paul, MN

Maple Grove, MN

Other Businesses

FIXED INSURANCE. NOT INVESTMENT RELATED. LOCATED AT 2517 Barclay St N Maplewood, MN 55109. FIXED/TRADITIONAL BUSINESS. TITLE IS AGENT. STARTED IN 03/1996. 20 HRS/MO DEVOTED - 5 DURING TRADING. DUTIES ARE THE SALES OF FIXED/TRADITIONAL INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-20
S63	Uniform Securities Agent State Law Examination	1988-01-22

S65 Uniform Investment Adviser Law Examination

2001-01-20
S63 Uniform Securities Agent State Law Examination

1988-01-22

Other Names

Peter J Obrien
Pete Obrien
Peter John Obrien

View on SEC IAPD