Best Investors Account Sign in

David M. Reynolds

J.P. Morgan Securities LLC

Cleveland, OH

CRD 1795122

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-09
  • OH RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-09

Branch Locations

1300 E 9Th St Floor 18, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Cleveland OH 12/2023 Present
Jpmorgan Securities Llc Cleveland OH 12/2023 Present
Keybank Cleveland OH 08/2015 03/2023
Unemployed Solon OH 04/2023 11/2023
Rushing Waters Fish Farm Solon OH 09/2023 Present
Urban Fish Farm Cleveland OH 11/2016 Present
  • 12/2023 → Present
    Jpmorgan Chase Bank, Na
    Cleveland, OH
  • 12/2023 → Present
    Jpmorgan Securities Llc
    Cleveland, OH
  • 08/2015 → 03/2023
    Keybank
    Cleveland, OH
  • 04/2023 → 11/2023
    Unemployed
    Solon, OH
  • 09/2023 → Present
    Rushing Waters Fish Farm
    Solon, OH
  • 11/2016 → Present
    Urban Fish Farm
    Cleveland, OH
Previous Registrations
Other Businesses

Entity Name: Rushing Waters Fish Farm Investment related: No Address: Start up, expansion of my Urban Fish Farm out Tilapia business. SolonOhio44139 Nature of the other business: Fish Farm Position/Title/Relationship: Owner/Partner Start Date: 09/21/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Part owner, no similarities to my current role at JPMC Entity Name: Urban Fish Farm Investment related: No "Address: Cleveland, OH 44104" Nature of the other business: Fish Farm Position/Title/Relationship: Owner/Partner Start Date: 11/10/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Raise Blue and Nile Tilapia for sale to the public. I am part owner, no similarities to my role at JPMC. NAME: ACTS 238 LLC, INVESTMENT RELATED: NO, ADDRESS: 7514 PRAIRIE DUNE COURT, SOLON, OH 44139 NATURE: SPRING WATER BOTTLING COMPANY, REALESTATE INVESTMENT COMPANY, FOOD PRODUCT DISTRIBUTION, YOUR POSITION, TITLE, ASSOCIATION: PARTNER/OWNER, START DATE: DECEMBER 2005, NUMBER OF HOURS DEVOTED PER MONTH: 10, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE, DUTIES: ORGANIZE THIS START UP COMPANY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-09
S65 Uniform Investment Adviser Law Examination 1995-08-28
S63 Uniform Securities Agent State Law Examination 1990-04-11
  • S66 Uniform Combined State Law Examination
    2024-02-09
  • S65 Uniform Investment Adviser Law Examination
    1995-08-28
  • S63 Uniform Securities Agent State Law Examination
    1990-04-11
Other Names
  • David Michael Reynolds

View on SEC IAPD

More in Cleveland, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor