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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-12 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | Cleveland | OH | 12/2023 | Present |
| Jpmorgan Securities Llc | Cleveland | OH | 12/2023 | Present |
| Keybank | Cleveland | OH | 08/2015 | 03/2023 |
| Unemployed | Solon | OH | 04/2023 | 11/2023 |
| Rushing Waters Fish Farm | Solon | OH | 09/2023 | Present |
| Urban Fish Farm | Cleveland | OH | 11/2016 | Present |
Entity Name: Rushing Waters Fish Farm Investment related: No Address: Start up, expansion of my Urban Fish Farm out Tilapia business. SolonOhio44139 Nature of the other business: Fish Farm Position/Title/Relationship: Owner/Partner Start Date: 09/21/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Part owner, no similarities to my current role at JPMC Entity Name: Urban Fish Farm Investment related: No "Address: Cleveland, OH 44104" Nature of the other business: Fish Farm Position/Title/Relationship: Owner/Partner Start Date: 11/10/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Raise Blue and Nile Tilapia for sale to the public. I am part owner, no similarities to my role at JPMC. NAME: ACTS 238 LLC, INVESTMENT RELATED: NO, ADDRESS: 7514 PRAIRIE DUNE COURT, SOLON, OH 44139 NATURE: SPRING WATER BOTTLING COMPANY, REALESTATE INVESTMENT COMPANY, FOOD PRODUCT DISTRIBUTION, YOUR POSITION, TITLE, ASSOCIATION: PARTNER/OWNER, START DATE: DECEMBER 2005, NUMBER OF HOURS DEVOTED PER MONTH: 10, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE, DUTIES: ORGANIZE THIS START UP COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-11 |
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