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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| WI | RA | APPROVED | 2011-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Financial Inc | Sheboygan | WI | 12/2011 | 01/2020 |
| Thielke Financial Services Llc | Sheboygan | WI | 09/2010 | Present |
| Principal Securities | Sheboygan | WI | 03/2016 | Present |
***DM THIELKE REALTY LLC. 10/2010. OWNER COMMERCIAL PROPERTY. ***FUNERAL TRUST LIFE INSURANCE. 10/01/2013. SELLING FUNERAL TRUST LIFE INSURANCE THROUGH VARIOUS CARRIERS TO INCLUDE NATIONAL GUARDIAN LIFE INSURANCE. ***OUTSIDE INSURANCE. 08/15/14. LIFE, DI, HEALTH, LTC. FAMILY SERVICE ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2022 ADDRESS: 1930 North 8th Street, Sheboygan WI 53081, United States DESCRIPTION: I will be on the Board of Directors and will be attending monthly and/or quarterly Board meetings. No financial services or products/investments will be part of my responsibilities. I will be assisting with fundraising and community events during my three year term.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-22 |
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