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Roger Earl King

Rek Advisors, Inc.

Houston, TX

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Current Employers
Rek Advisors, Inc.

5615 Kirby Drive Suite 630, Houston, TX 77005-2489 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1986-07-22
  • TX RA
    APPROVED
    Since 1986-07-22

Branch Locations

5615 Kirby Drive Suite 630, Houston, TX 77005-2489 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rek Advisors, Inc. (Formerly King Investment Advisors, Inc.) Houston TX 01/1981 Present
Oxbow Advisors, Llc Houston TX 03/2015 06/2017
  • 01/1981 → Present
    Rek Advisors, Inc. (Formerly King Investment Advisors, Inc.)
    Houston, TX
  • 03/2015 → 06/2017
    Oxbow Advisors, Llc
    Houston, TX
Previous Registrations
Other Businesses

KING INVESTMENT ADVISORS INC, INVESTMENT RELATED, HOUSTON TX, PRESIDENT, START DATE 01/1981.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-30
S63 Uniform Securities Agent State Law Examination 1988-01-12
  • S65 Uniform Investment Adviser Law Examination
    1992-10-30
  • S63 Uniform Securities Agent State Law Examination
    1988-01-12
Designations
Other Names
  • Roger King
  • Roger E. King

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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