Steven Richard Ostrander

Current Employers

Employment History

• 09/2012 → Present
  Lpl Financial Llc
  Batavia, IL
• 09/2012 → Present
  Highpoint Planning Partners
  Downers Grove, IL

Previous Registrations

• 2012-09-18 → 2021-12-31
  Highpoint Planning Partners
  Downers Grove, IL
  Batavia, IL
  Downers Grove, IL
• 2005-07-06 → 2012-09-10
  Chase Investment Services Corp.
  Chicago, IL
  Oak Brook, IL
• 2003-05-14 → 2005-07-06
  Banc One Securities Corporation
  Oak Brook, IL
• 1998-10-28 → 2003-05-15
  Metlife Investment Fund Services Llc
  Westmont, IL

Other Businesses

1. 2/5/2013: NON-VARIABLE INSURANCE - LEADERS PARTNERS - PROVIDE INSURANCE ILLUSTRATIONS AND PRODUCTS FOR TERM LIFE INSURANCE, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE TO CLIENTS. - TIME SPENT 5% - DOWNERS GROVE, IL 2. 04/15/2013 - FOR ACCOUNTING PURPOSES ONLY - SRO WEALTH MANAGEMENT, INC. - 1% OF TIME SPENT - THIS IS AN ENTITY DEVELOPED FOR COMMISSION AND TAX PURPOSES ONLY. THE ENTITY IS NOT HELD OUT TO THE PUBLIC. - DOWNERS GROVE, IL 3. 04/15/2013 - HighPoint Planning Partners - IVN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 07/28/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - HIGHPOINT PLANNING PARTNERS- DOWNERS GROVE, IL 5. 08/08/2014 - HighPoint Advisor Group, LLC - INV REL - 2001 Butterfield Rd, Suite 1000 Downers Grove, IL 60515 - Registered Investment Advisor Hybrid - START 07/15/2014 - 80 HOURS PER MONTH, 40 DURING TRADING - Registered Representative

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-27
• S63 Uniform Securities Agent State Law Examination
  1991-07-20

Other Names

• Steven Ostrander