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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-04-01
TX RA APPROVED 2021-04-01
  • NH RA
    APPROVED
    Since 2021-04-01
  • TX RA
    APPROVED
    Since 2021-04-01

Branch Locations

24 S State St., Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Concord NH 08/2007 02/2018
Lpl Financial Llc Concord NH 02/2018 04/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
Previous Registrations
  • 2018-02-14 → 2021-04-08
    North Reading, MA
    Concord, NH
    North Hampton, NH
  • 2007-11-05 → 2018-02-20
    Invest Financial Corporation
    Hampstead, NH
    Appleton, WI
    Concord, NH
    York, ME
    Hampton, NH
    North Reading, MA
    Appleton, WI
  • 2004-09-02 → 2006-05-02
    Msi Financial Services, Inc.
    Exeter, PA
  • 2003-11-04 → 2004-09-01
    Bedford, NH
  • 2003-04-23 → 2003-10-02
    Bedford, NH
  • 1999-04-14 → 2003-10-01
    Bedford, NH
Other Businesses

1)LYNNEROSE, LLC, 24 S STATE ST, CONCORD, NH, PROPERTY OWNER MANAGER, 03/22/07, NIR, 2 HR/MO- 2/TRADING HR. 2)PARSONS FINANCIAL ASSOCIATES, INC. 24 S STATE ST, CONCORD, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 09/24/87, NIR, 20 HR/WK- 20/TRADING HR. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/21 4)JEFFREY PARSONS, 24 S.State St., Concord NH 03301, United States, 03/10/2022, Noatary, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 5)PARSONS FINANCIAL DBA, 24 S State St, Concord NH 03301, United States, 09/01/1987, President, DBA Name, IR, 40 HR/MO - 35 HR/MO TRADING 6)INTERDEPENSENT ADVISORS, 24 S State St, Concord NH 03301, 07/2026, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-25
S63 Uniform Securities Agent State Law Examination 1988-05-19
  • S65 Uniform Investment Adviser Law Examination
    2002-06-25
  • S63 Uniform Securities Agent State Law Examination
    1988-05-19
Designations

View on SEC IAPD

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