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Sandra Lee Caluya

Cetera Investment Advisers LLC

Glendale, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
CA RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2021-02-17

Branch Locations

Glendale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 12/2019
D.A. Davidson & Co. Los Angeles CA 01/2020 10/2020
Cetera Wealth Services, Llc El Segundo CA 02/2021 Present
Unemployed Glendale CA 10/2020 02/2021
Summit Financial Group Inc Boca Raton FL 02/2021 05/2021
Cetera Investment Advisers Llc El Segundo CA 02/2021 Present
Cetera Investment Advisers Llc Glendale CA 06/2023 Present
  • 01/2013 → 12/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2020 → 10/2020
    D.A. Davidson & Co.
    Los Angeles, CA
  • 02/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2020 → 02/2021
    Unemployed
    Glendale, CA
  • 02/2021 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 02/2021 → Present
    Cetera Investment Advisers Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Glendale, CA
Previous Registrations
  • 2021-02-17 → 2021-05-20
    Summit Financial Group Inc
    Glendale, CA
    El Segundo, CA
  • 2020-01-08 → 2020-10-14
    D.A. Davidson & Co.
    Los Angeles, CA
  • 2013-04-29 → 2019-12-31
    Cetera Wealth Services, Llc
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-17
S63 Uniform Securities Agent State Law Examination 1990-05-31
  • S66 Uniform Combined State Law Examination
    2012-01-17
  • S63 Uniform Securities Agent State Law Examination
    1990-05-31
Other Names
  • Sandra L Caluya

View on SEC IAPD

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