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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-06-24
  • MI RA
    APPROVED
    Since 2011-06-24

Branch Locations

3500 West Centre Avenue, Portage, MI 49024 • United States

6488 South Westnedge, Portage, MI 49002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Niles MI 06/2011 Present
  • 06/2011 → Present
    Fifth Third Securities
    Niles, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-13
S63 Uniform Securities Agent State Law Examination 2008-11-25
  • S65 Uniform Investment Adviser Law Examination
    2009-05-13
  • S63 Uniform Securities Agent State Law Examination
    2008-11-25

View on SEC IAPD

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