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Luiggino Joseph Galletto

Mml Investors Services, LLC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2004-09-02
  • NC RA
    APPROVED
    Since 2004-09-02

Branch Locations

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Charlotte NC 01/2004 Present
Mml Investors Services, Llc Charlotte NC 01/2004 Present
Other Businesses

NAME: LOU GALLETTO INV REL: Y ADD: 4350 CONGRESS STREET SUITE 300 CHARLOTTE, NC 28209 NATURE: LIFE POSITION: SALES START DATE: 2/1/2014 NO HRS/MO: 1 NO HRS/MO TRADING TIME: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
S63 Uniform Securities Agent State Law Examination 1988-02-01
  • S66 Uniform Combined State Law Examination
    2004-08-25
  • S63 Uniform Securities Agent State Law Examination
    1988-02-01
Other Names
  • Lou Galletto
  • Lou Galleto
  • Luiggino Joseph Jr Galletto

View on SEC IAPD

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