Thomas Christopher Rapp

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 08/2025
  M Holdings Securities, Inc.
  Portland, OR
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  Fort Lauderdale, FL
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Fort Lauderdale, FL
• 08/2025 → Present
  Jones Lowry Llc
  Fort Lauderdale, FL

Previous Registrations

• 2004-12-08 → 2025-08-11
  M Holdings Securities, Inc.
  Morristown, NJ
  East Hanover, NJ
  Portland, OR
  Fort Lauderdale, FL
• 2002-02-08 → 2004-12-03
  1717 Capital Management Company
  East Hanover, NJ

Other Businesses

(1) Name of Business: Eagle Rock Wealth Management Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/1995 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sale of insurance products and inv advisory services (2) Name of Business: Eagle Rock Wealth Management Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/08/2004 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner (3) Name of Business: Greenberg and Rapp Financial Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/08/2004 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner (4) Name of Business: Greenberg and Rapp Financial Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/1995 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sale of insurance products and inv advisory services (5) Name of Business: Highland Falls II, LLC Address: 500 E. Las Olas Blvd, Ft. Lauderdale, FL, 33301, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 06/16/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Personal holding company for management of non-investment related property and other assets (6) Name of Business: Jones Lowry, LLC Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (7) Name of Business: Stone Creek Holdings, LLC Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co owner (8) Name of Business: The Triston Casas Charitable Foundation Address: 1077 NW 170 Ave, Pembroke Pines, FL, 33028, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Charitable foundation board member (9) Name of Business: The Lyman Group, LLC Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner (10) (1)Name of Business: Address: Remote Location, Saint Petersburg, FL, 33716, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Grantor -- single member LLC owned by Alaska trust; grantor and

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-17
• S63 Uniform Securities Agent State Law Examination
  1996-07-01

Designations

• Chartered Financial Consultant