Frederick Saavedra

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2018-09-11

GA RA
APPROVED

Since 2018-09-11

Branch Locations

Dallas, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Hiram	GA	04/2014	Present
Cornerstone Wealth Management, Llc	Marietta	GA	05/2014	06/2018

04/2014 → Present

Lpl Financial, Llc

Hiram, GA
05/2014 → 06/2018

Cornerstone Wealth Management, Llc

Marietta, GA

Previous Registrations

2014-05-29 → 2018-09-07

Cornerstone Wealth Management, Llc

Marietta, GA

Marietta, GA
2006-12-13 → 2014-05-20

Edward Jones

Acworth, GA

Marietta, GA

St Louis, MO
2002-05-23 → 2005-05-02

Truist Investment Services, Inc.

Kennesaw, GA

Other Businesses

(1). 7/21/2021 - Fred Saavedra LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 5/14/2014 - 0 Hours Per Month/0 Hours During Securities Trading - Commissions from LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-16
S63	Uniform Securities Agent State Law Examination	1992-06-05

S66 Uniform Combined State Law Examination

2001-11-16
S63 Uniform Securities Agent State Law Examination

1992-06-05

View on SEC IAPD