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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-27
  • FL RA
    APPROVED
    Since 2019-09-27

Branch Locations

Seminole, FL • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Securities Seminole FL 01/2014 09/2019
Stonex Securities Inc Seminole FL 09/2019 Present
Stonex Advisors Inc Seminole FL 09/2019 Present
  • 01/2014 → 09/2019
    Ifs Securities
    Seminole, FL
  • 09/2019 → Present
    Stonex Securities Inc
    Seminole, FL
  • 09/2019 → Present
    Seminole, FL
Previous Registrations
Other Businesses

1) U.F.C. Insurance 2963 Gulf to Bay Blvd, Clearwater, FL 33959 Nature of Business: Insurance, Annuities Sales Investment Related: Yes Title: Outside Ind. Agent Duties: insurance and annuities sales Start Date: January 2014 Hours Devoted to Business: 10 Hours Devoted to Business during Market Hours: 10 2) BUA, 3600 EMBASSY PARKWAY, AKRON, OH 44333 NATURE OF BUSINESS: INSURANCE/ANNUITY SALES INVESTMENT RELATED: YES BUSINESS POSITION: LIFE/ANNUITY AGENT SALES BUSINESS DUTIES: INSURANCE AND ANNUITY SALES BUSINESS START DATE: 03/02/2021 APPROXIMATELY 30 HOURS SPENT ON THIS OBA MONTHLY, WITH 1-2 HOURS SPENT ON THIS OBA DURING MARKET HOURS. 3) Blessed Sacrament Catholic Church Knights of Columbus Council 17162, Seminole, Florida, 33772 Nature of Business: Lecturer (short 3 minute lectures to Council once a month). Co-signee of Council check-writing Wells Fargo acct. Investment Related: No Business Position: Lecturer and Co-Signee of Council's Checks Business Duties: Short inspirational lectures once monthly at meetings and co-signee of Councils checks for expenses along with Treasurer Mr. Ed Raecek. Business Start Date: 07/01/2022 Approximately two hours spent on this OBA monthly with zero during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-17
S63 Uniform Securities Agent State Law Examination 1989-06-02
  • S65 Uniform Investment Adviser Law Examination
    2018-09-17
  • S63 Uniform Securities Agent State Law Examination
    1989-06-02
Other Names
  • Chris Licata

View on SEC IAPD

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