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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-27 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Securities | Seminole | FL | 01/2014 | 09/2019 |
| Stonex Securities Inc | Seminole | FL | 09/2019 | Present |
| Stonex Advisors Inc | Seminole | FL | 09/2019 | Present |
1) U.F.C. Insurance 2963 Gulf to Bay Blvd, Clearwater, FL 33959 Nature of Business: Insurance, Annuities Sales Investment Related: Yes Title: Outside Ind. Agent Duties: insurance and annuities sales Start Date: January 2014 Hours Devoted to Business: 10 Hours Devoted to Business during Market Hours: 10 2) BUA, 3600 EMBASSY PARKWAY, AKRON, OH 44333 NATURE OF BUSINESS: INSURANCE/ANNUITY SALES INVESTMENT RELATED: YES BUSINESS POSITION: LIFE/ANNUITY AGENT SALES BUSINESS DUTIES: INSURANCE AND ANNUITY SALES BUSINESS START DATE: 03/02/2021 APPROXIMATELY 30 HOURS SPENT ON THIS OBA MONTHLY, WITH 1-2 HOURS SPENT ON THIS OBA DURING MARKET HOURS. 3) Blessed Sacrament Catholic Church Knights of Columbus Council 17162, Seminole, Florida, 33772 Nature of Business: Lecturer (short 3 minute lectures to Council once a month). Co-signee of Council check-writing Wells Fargo acct. Investment Related: No Business Position: Lecturer and Co-Signee of Council's Checks Business Duties: Short inspirational lectures once monthly at meetings and co-signee of Councils checks for expenses along with Treasurer Mr. Ed Raecek. Business Start Date: 07/01/2022 Approximately two hours spent on this OBA monthly with zero during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-02 |
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