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Raymond Ballard Harrison

Lombard Advisers Incorporated

Annapolis, MD

Annapolis, MD

Baltimore, MD

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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2004-05-27
  • MD RA
    APPROVED
    Since 2004-05-27

Branch Locations

Annapolis, MD • United States

P.O. Box 6068, Annapolis, MD 21401 • United States

1820 Lancaster St, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Bethesda MD 10/1987 Present
Lombard Securities Acokeek MD 03/2003 Present
  • 10/1987 → Present
    Painewebber Incorporated
    Bethesda, MD
  • 03/2003 → Present
    Lombard Securities
    Acokeek, MD
Previous Registrations
Other Businesses

Outside insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-28
S63 Uniform Securities Agent State Law Examination 1988-01-26
  • S65 Uniform Investment Adviser Law Examination
    1991-10-28
  • S63 Uniform Securities Agent State Law Examination
    1988-01-26

View on SEC IAPD

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