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Daniel Joseph Parrott

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montvale, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-12-09
TX RA APPROVED 2018-10-12
NJ RA APPROVED 2018-09-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-12-09
  • TX RA
    APPROVED
    Since 2018-10-12
  • NJ RA
    APPROVED
    Since 2018-09-24

Branch Locations

50 Chestnut Ridge Rd, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montvale NJ 02/2018 Present
A&E Nyack Enterprises Inc Nyack NY 12/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 1999-12-15
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-15
Other Names
  • Daniel Joseph Parrott
  • Daniel Joseph Parrott

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MONTVALE, NJ
VOYA FINANCIAL ADVISORS, INC. · MONTVALE, NJ
TD PRIVATE CLIENT WEALTH LLC · Montvale, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARK RIDGE, NJ
OSAIC WEALTH, INC. · PARK RIDGE, NJ
HUDSON COMPANIES · PEARL RIVER, NY
WESTMORE ASSET MANAGEMENT · PEARL RIVER, NY
HAIDAR CAPITAL MANAGEMENT LLC · PEARL RIVER, NY

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