Steven Edward Jones

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-01-08

WI RA
APPROVED

Since 2024-01-08

Branch Locations

Waukesha, WI • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Independent Financial Group	Delafield	WI	05/2013	Present

05/2013 → Present

Independent Financial Group

Delafield, WI

Previous Registrations

2005-12-02 → 2011-11-10

Msi Financial Services, Inc.

Chicago, IL

Springfield, MA

Springfield, MA

Milwaukee, WI
2001-01-09 → 2006-01-10

Metlife Investment Fund Services Llc

Milwaukee, WI

Other Businesses

INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/27/2013 ADDRESS: 278 Mulberry Drive, Delafield WI 53018, United States DESCRIPTION: INSURANCE AGENT OFFERING SALES OF VARIOUS TYPES OF INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-15
S63	Uniform Securities Agent State Law Examination	1988-02-12

S65 Uniform Investment Adviser Law Examination

1993-06-15
S63 Uniform Securities Agent State Law Examination

1988-02-12

View on SEC IAPD