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2 Wisconsin Circle Suite 940, Chevy Chase, MD 20815 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-01-05 |
| IL | RA | APPROVED | 2026-01-05 |
| MD | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2023-12-08 |
Branch Locations
2 Wisconsin Circle Suite 940, Chevy Chase, MD 20815 • United States
Del Mar, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicholas-Applegate Securities (A California Limited Partnership) | San Diego | CA | 01/1993 | 12/2020 |
| New Century Advisors, Llc | Chevy Chase | MD | 07/2023 | Present |
| Esoterica Thematic Trust | New York | NY | 03/2022 | Present |
| Unemployed | Del Mar | CA | 12/2020 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-26 |
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