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Britney Lively Melvin

Capital Client Group, Inc.

Los Angeles, CA

Cardiff, CA

CRD 3247850

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-11
  • CA RA
    APPROVED
    Since 2019-03-11

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Cardiff, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 09/2005 02/2019
American Funds Los Angeles CA 03/2019 01/2021
American Funds Los Angeles CA 01/2021 01/2024
American Funds Los Angeles CA 01/2024 Present
  • 09/2005 → 02/2019
    John Hancock
    Boston, MA
  • 03/2019 → 01/2021
    American Funds
    Los Angeles, CA
  • 01/2021 → 01/2024
    American Funds
    Los Angeles, CA
  • 01/2024 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-25
S63 Uniform Securities Agent State Law Examination 2005-12-06
  • S66 Uniform Combined State Law Examination
    2012-07-25
  • S63 Uniform Securities Agent State Law Examination
    2005-12-06
Other Names
  • Britney Reed Lively

View on SEC IAPD

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