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John R. Dobay

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vero Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-17
FL RA APPROVED 2020-06-05
  • OH RA
    APPROVED
    Since 2020-06-17
  • FL RA
    APPROVED
    Since 2020-06-05

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Youngstown OH 07/2014 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach FL 06/2020 Present
Bank Of America, N.A. Vero Beach FL 06/2020 Present
Previous Registrations
  • 2014-07-25 → 2020-06-17
    J.P. Morgan Securities Llc
    Youngstown, OH
    Girard, OH
    Vero Beach, FL
    Ormond Beach, FL
    Warren, OH
    Vero Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-11
S63 Uniform Securities Agent State Law Examination 2009-07-01
  • S65 Uniform Investment Adviser Law Examination
    2014-07-11
  • S63 Uniform Securities Agent State Law Examination
    2009-07-01
Other Names
  • John Ralph Dobay
  • John R. Dobay
  • John R Dobay

View on SEC IAPD

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