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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-06-29
  • IL RA
    APPROVED
    Since 2018-06-29

Branch Locations

227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States

Scottsdale, AZ • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 06/2018
Ameriprise Financial Services Inc Chicago IL 06/2018 03/2020
Ameriprise Financial Services, Llc Chicago IL 03/2020 Present
Previous Registrations
Other Businesses

Other Business Activities; Grant Park Music Festival; I am no longer a Board of Director yet remain an Ex-Officio only in the sense that Ameriprise Community Relations continues to provide an annual Grant to the Festival, which I help facilitate. As an Ex-Officio I do not vote or partake in Board Activities.; 205 E. Randolph, , Chicago, IL, 60601; Not Investment-Related; 11/05/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-19
S63 Uniform Securities Agent State Law Examination 1988-10-07
  • S65 Uniform Investment Adviser Law Examination
    2007-02-19
  • S63 Uniform Securities Agent State Law Examination
    1988-10-07
Other Names
  • Peggy Cameron
  • Margaret M Cameron

View on SEC IAPD

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