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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-06-29 |
Branch Locations
227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States
Scottsdale, AZ • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chicago | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | 06/2018 |
| Ameriprise Financial Services Inc | Chicago | IL | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
Other Business Activities; Grant Park Music Festival; I am no longer a Board of Director yet remain an Ex-Officio only in the sense that Ameriprise Community Relations continues to provide an annual Grant to the Festival, which I help facilitate. As an Ex-Officio I do not vote or partake in Board Activities.; 205 E. Randolph, , Chicago, IL, 60601; Not Investment-Related; 11/05/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-07 |
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