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William Patrick Gray

Mma Securities LLC

Saddlebrook, NJ

CRD 1790802

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-20
NJ RA APPROVED 2015-10-16
  • NY RA
    APPROVED
    Since 2025-06-20
  • NJ RA
    APPROVED
    Since 2015-10-16

Branch Locations

Park 80 West, Plaza Two 250 Pehle Ave., Suite 400, Saddlebrook, NJ 07663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nia Professional Plans Paramus NJ 10/1986 Present
Union Central Life Insurance Co. Cincinnati OH 10/1986 Present
Mma Securities Llc Paramus NJ 07/2000 Present
  • 10/1986 → Present
    Nia Professional Plans
    Paramus, NJ
  • 10/1986 → Present
    Union Central Life Insurance Co.
    Cincinnati, OH
  • 07/2000 → Present
    Paramus, NJ
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-02
S63 Uniform Securities Agent State Law Examination 1988-05-18
  • S65 Uniform Investment Adviser Law Examination
    2011-05-02
  • S63 Uniform Securities Agent State Law Examination
    1988-05-18
Other Names
  • Bill Gray

View on SEC IAPD

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