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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-05-16 |
Branch Locations
208 1/2 S. Dodge St. Po Box 675, Algona, IA 50511 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2001-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Algona | IA | 01/1990 | Present |
| Berthel Fisher & Company Planning, Inc. | Algona | IA | 05/2016 | Present |
1.PRISM WEALTH ADVISORS, LLC-Y-ALGONA, IA-SECURITIES-REPRESENTATIVE-07/2013-160-160-SALES 2.PRISM WEALTH ADVISORS LLC-Y-ALGONA, IA-INSURANCE SALES-OWNER/AGENT-07/2013-10-1-SOLICITING & SELLING LIFE INSUANCE & ANNUITIES. 3.PRISM Wealth Advisors, RXLIFE-PHARMACISTS LIFE-N-Algona, IA-Servicing clients-Agent-12/2020-1-0-Servicing existing clients who have policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-20 |
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