Michael Joseph Bruner

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2018 → Present
  Stifel Nicolaus & Co Inc
  Bourbonnais, IL

Previous Registrations

• 2009-06-01 → 2018-09-19
  Morgan Stanley
  Bourbonnais, IL
• 1997-12-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Bourbonnais, IL

Other Businesses

1. Village Of Herscher IL; Herscher IL 60941; Trustee - municipal activity of Herscher IL; 05/01/2013; 6.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 2. Herscher Townhouses Inc; Herscher IL 60941; President - Manage the 12 unit property for low income housing; 09/10/1995; 8.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 3. Trinity Lutheran Church; Herscher IL 60941; Elder/Treasurer - assist with church finances; 07/02/2002; 5.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related. 4. Rental Property; 200 Estero Blvd, Ft Myers Beach, FL 33931; Vacation Resort; Own unit; 01/17/2020; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 5. Herscher Foundation; PO Box 201 Herscher, IL 60941; It is a foundation for the village of Herscher; Board Member; Duties as a board member; 10/02/2023; 1hr/yr; Not during securities trading hours; Not investment related 5. Bruner Farms; 394 E Walnut, Herscher, IL 60941; Undivided interest in a family grain farm inherited; owner with an undivided interest with siblings; 01/01/1990; 1 Hour per Year; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-03
• S63 Uniform Securities Agent State Law Examination
  1988-01-21

Other Names

• Mike Bruner