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Brad Michael Residori

Mariner

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-05-02
TX RA APPROVED 2022-05-02
  • KS RA
    APPROVED
    Since 2022-05-02
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Friendswood TX 02/2006 09/2021
Foreside Fund Services, Llc Friendswood TX 09/2021 12/2021
Imst Distributors, Llc Friendswood TX 10/2021 12/2021
Funds Distributor, Llc Friendswood TX 10/2021 12/2021
Foreside Financial Services, Llc Friendswood TX 10/2021 12/2021
Foreside Funds Distributors, Llc Friendswood TX 10/2021 12/2021
Compass Distributors, Llc Friendswood TX 10/2021 12/2021
Quasar Distributors, Llc Friendswood TX 10/2021 12/2021
Foreside Distribution Services, L.P. Friendswood TX 10/2021 12/2021
Futu Clearing Inc Dallas TX 01/2022 04/2022
Mariner Wealth Advisors Overland Park KS 04/2022 Present
Msec, Llc Overland Park KS 04/2022 Present
  • 02/2006 → 09/2021
    Waddell & Reed, Inc
    Friendswood, TX
  • 09/2021 → 12/2021
    Foreside Fund Services, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Imst Distributors, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Funds Distributor, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Foreside Financial Services, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Foreside Funds Distributors, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Compass Distributors, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Quasar Distributors, Llc
    Friendswood, TX
  • 10/2021 → 12/2021
    Foreside Distribution Services, L.P.
    Friendswood, TX
  • 01/2022 → 04/2022
    Futu Clearing Inc
    Dallas, TX
  • 04/2022 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 04/2022 → Present
    Msec, Llc
    Overland Park, KS
Previous Registrations
  • 2006-03-01 → 2021-09-17
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
    Friendswood, TX
    Overland Park, KS
    Friendswood, TX
  • 2004-05-03 → 2006-02-24
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
  • 2000-06-13 → 2003-12-31
    Cambridge Investment Research, Inc.
    Friendswood, TX
Other Businesses

1. MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; START DATE ; 40 HRS/WK DURING SECURITIES TRADING HOURS. 2. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE ; 40 HRS/WK DURING SECURITIES TRADING HOURS. 3. BMR Capital Enterprises, LLC; Investment related, Houston, TX, LLC for personal investments only, Sole Member, Start date: 4/9/2025, 10 hours per month, 1 hour during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-27
S63 Uniform Securities Agent State Law Examination 1992-04-21
  • S65 Uniform Investment Adviser Law Examination
    2000-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-21

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