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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-05-02 |
| TX | RA | APPROVED | 2022-05-02 |
Branch Locations
5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Friendswood | TX | 02/2006 | 09/2021 |
| Foreside Fund Services, Llc | Friendswood | TX | 09/2021 | 12/2021 |
| Imst Distributors, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Funds Distributor, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Foreside Financial Services, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Foreside Funds Distributors, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Compass Distributors, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Quasar Distributors, Llc | Friendswood | TX | 10/2021 | 12/2021 |
| Foreside Distribution Services, L.P. | Friendswood | TX | 10/2021 | 12/2021 |
| Futu Clearing Inc | Dallas | TX | 01/2022 | 04/2022 |
| Mariner Wealth Advisors | Overland Park | KS | 04/2022 | Present |
| Msec, Llc | Overland Park | KS | 04/2022 | Present |
1. MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; START DATE ; 40 HRS/WK DURING SECURITIES TRADING HOURS. 2. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE ; 40 HRS/WK DURING SECURITIES TRADING HOURS. 3. BMR Capital Enterprises, LLC; Investment related, Houston, TX, LLC for personal investments only, Sole Member, Start date: 4/9/2025, 10 hours per month, 1 hour during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-21 |
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