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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-14 |
| NY | RA | APPROVED | 2021-02-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Buffalo | NY | 05/2009 | 10/2019 |
| Prospera Financial Services Inc. | Dallas | TX | 10/2019 | Present |
FLIGHT INSTRUCTOR; INVESTMENT RELATED - NO; 53 PONDEROSA CT., ORCHARD PARK, NY 14127; FLIGHT INSTRUCTOR; 05/2024; 2 HOURS PER MONTH; 0 DURING TRADING HOURS; GIVE GROUND AND FLIGHT INSTRUCTIONS TO STUDENT PILOTS AND EXISTING PILOTS. MAGELLEN WEALTH ADVISORS; INVESTMENT RELATED - YES; 534 DELAWARE AVE., SUITE 104, BUFFALO, NY 14202; DBA; INVESTMENT ADVISOR;10/2019; 160 HOURS PER MONTH; 130 HOURS DURING TRADING; SALES OF SECURITIES AND INVESTMENT PRODUCTS. WNY AERO, LLC., CO-OWNER LOCATED AT 53 PONDEROSA CT, ORCHARD PARK, NY 14127. THIS BUSINESS IS NOT INVESTMENET RELATED. SPENDING 1-9% OF HIS TIME NONE DURING MARKET HOURS. NO COMPENSATION AT THIS TIME. MR. BROWN IS A VOLUNTEER FOR US COAST GUARD AUXILIARY LOCATER AT US COAST GUARD STATION 1 FUHRMANN BLVD., BUFFALO, NY 14203. THIS BUSINESS IS NOT INVESTMENET RELATED. SPENDING 1-9% OF HIS TIME NONE DURING MARKET HOURS. NO COMPENSATION AT THIS TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-01 |
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