Rochana Norby

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 06/2024
  Securities America, Inc.
  Wayne, PA
• 03/1998 → 06/2024
  Securities America Advisors, Inc.
  Wayne, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Wayne, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Wayne, PA

Previous Registrations

• 1998-03-05 → 2024-06-14
  Securities America Advisors, Inc.
  Wayne, PA

Other Businesses

ROCHANA NORBY / THE FMA GROUP POSITION: Representative NATURE: ROCHANA NORBY/ INSURANCE - OWNER - INVESTMENT RELATED - 10% TIME SPENT - START DATE: 11/1997 - LOCATED AT 394 WARNER RD, WAYNE, PA 19087 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/1997 ADDRESS: 394 Warner Rd, Wayne PA 19087 DESCRIPTION: Comprehensive Planning and risk management SAA / THE FMA GROUP POSITION: Representative NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT RELATED - START DATE: 3/1998 - LOCATED AT 394 WARNER RD, WAYNE, PA 19087 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 03/01/1998 ADDRESS: 394 WARNER RD, WAYNE PA 19087 DESCRIPTION: Financial Advisor RENTAL PROPERTY POSITION: Owner / Leasor NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 2877 Kalakaua, unit 105, unit 105, Honolulu HI 96815 DESCRIPTION: Rental Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-28
• S63 Uniform Securities Agent State Law Examination
  1988-04-01

Other Names

• Rochana Bhargava