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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-03 |
| NV | RA | APPROVED | 2010-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Reno | NV | 06/2010 | Present |
1.Estelle J. Kelsey Foundation; 5008 Lakeridge Terrace East Reno NV 89509; Self funded foundation providing help and assistance to worthy charities in Norther Nev. Does not engage in outside fundraising; Trustee; Charitable contributions; 05/01/2014; 1.00hr/month; Not During Securities Trading Hours; Investment-Related. 2. Renown Health; 50 W Liberty St, Reno, NV 89501; Health care; Board Member; Serve the community; 07/15/2021; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. 890 Gentry LLC; 890 Gentry Way, Reno, NV 89502; Purchase to sell; owner; 04/28/2023; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-02 |
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