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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-15 |
| OR | RA | APPROVED | 2010-04-01 |
Branch Locations
895-B Country Club Rd Ste 100, Eugene, OR 97401-6005 • United States
Veneta, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Eugene | OR | 04/2010 | Present |
1.09/23/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LD Financial, LLC; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cairn Ridge; Investment Related; at Reported Business Location(s); Start Date 08/21/2026; 80hrs/mth; 80hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-31 |
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