Brian Bennett Smith

Current Employers

Employment History

• 04/2002 → 04/2017
  Sigma Planning Corp
  Huntsville, TX
• 08/2014 → 04/2017
  Parkland Securities
  Ann Arbor, MI
• 04/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2002-04-17 → 2017-04-13
  Spc
  Houston, TX
  Ann Arbor, MI
  Huntsville, TX

Other Businesses

1.UNIVERSITY HEIGHTS BAPTIST CHURCH, 2400 SYCAMORE AVE, HUNTSVILLE, TX, 1/2012 AS FINANCE COMMITTEE MEMBER. NIR - 3/MO - 0/TRADING. 2.GLOBAL FINANCIAL PARTNERS, 1211 FINANCIAL PLZ, HUNTSVILLE, TX, 4/1986 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 6/TRADING. 3.RENTAL PROPERTY OWNER, HUNTSVILLE, TX, 2/2003. NIR - 2/WK - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BRIAN AND LINDA SMITH, 293 FM 1791, Ste 1, Huntsville TX 77340, United States, 08/01/2022, Owner, Referrels, NIR, 3 HR/MO - 0 HR/MO TRADING 6.DIAMOND S LEGACY HOLDINGS, LLC, 293 FM 1791, Ste 1, Huntsville TX 77340, United States, 11/02/2018, Owner, Agriculture, NIR, 25 HR/MO - 0 HR/MO TRADING 7. GLOBAL FINANCIAL PARTNERS, 1211 Financial Plaza, Huntsville TX 77340, United States, 04/13/2017, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-03-15

Designations