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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-21 |
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Williamsville | NY | 05/2009 | 04/2017 |
| Hightower Securities, Llc | Williamsville | NY | 04/2017 | Present |
| Hightower Advisors, Llc | Williamsville | NY | 04/2017 | Present |
TD HOLDINGS LLC, NOT INVESTMENT RELATED, 747 HOPKINS RD WILLIAMSVILLE, NY 14221, REAL ESTATE, OWNER, START DATE 11/1/08 NATIONAL WEALTH MANAGEMENT, LLC,747 HOPKINS RD WILLIAMSVILLE, NY 14221, NOT INVESTMENT RELATED, THIS IS THE LLC FOR OUR BUSINESS WHERE WE ASSIGN ALL INCOME FROM HIGHTOWER AND OTHER INCOME FROM GENERAL OPERATION OF HIGHTOWER BUFFALO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-21 |
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