Best Investors Account Sign in

Wendy Smith-Fleming

Strategic Advisers LLC

Elmhurst, IL

Oak Brook, IL

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Elmhurst, IL • United States

1415 W 22Nd St Oak Brook Reg Twr Stes 100 & 900, Oak Brook, IL 60523-8416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Oakbrook IL 11/1991 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/1991 → Present
    Fidelity Brokerage Services, Inc.
    Oakbrook, IL
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Elmhurst, IL
    Oak Brook, IL
  • 1998-08-09 → 2018-07-13
    Strategic Advisers Llc
    Oakbrook, IL
    Oak Brook, IL
Other Businesses

OBA-4558|OrgNmn:Wood Acres, Inc (WI Non-Stock Corp)|Org Addr:Elmhurst,Illinois,US|OBA Nature:Property association for a par|Invst Rel:N|Title:Officer|Duties:Collect dues. pay taxes, insurance, safe deposit box and other misc fees.|StrtDt:06-01-14|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-07
S63 Uniform Securities Agent State Law Examination 1992-10-12
  • S65 Uniform Investment Adviser Law Examination
    1998-08-07
  • S63 Uniform Securities Agent State Law Examination
    1992-10-12
Other Names
  • Wendy Jean Smith
  • Wendy Jean Smithfleming
  • Wendy Jean Smith-Fleming

View on SEC IAPD

More in Elmhurst, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor