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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-27 |
| AR | RA | APPROVED | 2015-11-06 |
Branch Locations
12921 Cantrell Road Suite 400, Little Rock, AR 72223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Little Rock | AR | 11/2015 | Present |
(1)Name of Business: Little Rock Montessori Address: 3704 North Rodney Parham, Little Rock, AR, 72212, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 11/06/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I look over their monthly books, provided by their CPA and help provide an overview of finances. The amount in revenue, versus expeses. Very casual position where I do not access or have rights to any bank accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-27 |
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