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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
216 Summit Blvd Suite 218, Birmingham, AL 35243-3507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Tuscaloosa | AL | 05/2014 | Present |
| Robert Butler | Tuscaloosa | AL | 05/2014 | Present |
| Northwestern Mutual Wealth Management Company | Tuscaloosa | AL | 06/2015 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-69168|OrgNmn:Uber/Instacart|Org Addr:Tuscaloosa,Alabama,US|OBA Nature:Uber Driver and Instacart Shop|Invst Rel:N|Title:Independent Contractor|Duties:Gig Worker|StrtDt:06-08-22|TotHrs/mon:15|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-02 |
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