Allan Ira Abrams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → 01/2022
  Abrams Insurance & Investments
  Foster City, CA
• 09/2014 → 01/2022
  Reliastar
  Minneapolis, MN
• 09/2014 → 06/2021
  Voya Financial Advisors
  Foster City, CA
• 06/2021 → 01/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2022 → Present
  Lpl Financial Llc
  Foster City, CA

Previous Registrations

• 2021-06-09 → 2022-01-25
  Cetera Wealth Services, Llc
  Agoura Hills, CA
  Foster City, CA
• 2007-07-24 → 2021-06-09
  Voya Financial Advisors, Inc.
  Agoura Hills, CA
  Foster City, CA
  Foster City, CA
  Windsor, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-01
• S63 Uniform Securities Agent State Law Examination
  1999-07-22