Scott William Hood

Current Employers

First Wilshire Securities Management, Inc.

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2014-10-06
CA	RA	APPROVED	2014-09-12

MA RA
APPROVED

Since 2014-10-06
CA RA
APPROVED

Since 2014-09-12

Branch Locations

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Wilshire Securities Management, Inc.	Xxpasadena	CA	07/1998	Present

07/1998 → Present

First Wilshire Securities Management, Inc.

Xxpasadena, CA

Previous Registrations

2003-03-25 → 2014-10-28

First Wilshire Securities, Inc.

Pasadena, CA

Pasadena, CA

Other Businesses

Mr. Hood serves as an owner and officer of Lake Street Management, LLC and Mount Wilson Management, LLC, which serve as the general partner to Lake Street Fund, L.P. and Mount Wilson Global Fund, L.P., respectively. These entities are affiliated with First Wilshire Securities Management, Inc.. Mr. Hood maintains a controlling ownership interest in the management entities. Less than 10% of Mr. Hood's time is spent on these activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-07-29

S63 Uniform Securities Agent State Law Examination

1992-07-29

Designations

View on SEC IAPD