Lisa D Mulvaney

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Rochester	NY	01/2015	03/2017
Mml Investors Services, Llc	Rochester	NY	03/2017	Present
Massmutual Life Insurance Co	Rochester	NY	07/2016	Present

01/2015 → 03/2017

Metlife Securities Inc.

Rochester, NY
03/2017 → Present

Mml Investors Services, Llc

Rochester, NY
07/2016 → Present

Massmutual Life Insurance Co

Rochester, NY

Other Businesses

INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FROM HOME ADDRESS FOR 5HRS/WK & 2HRS EVENING & WKENDS SINCE 12/2004

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-10

S63 Uniform Securities Agent State Law Examination

1996-07-10

Other Names

Lisa Anne Mulvaney
Lisa Anne Denning
Lisa Denning Mulvaney

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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