Joy Ann Baron

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-23
MA	RA	APPROVED	2018-11-02

TX RA
APPROVED_RES

Since 2025-10-23
MA RA
APPROVED

Since 2018-11-02

Branch Locations

Newton Centre, MA • United States

820 Turnpike Street Suite 103, North Andover, MA 01845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	02/1988	11/2018
John Hancock	Andover	MA	11/1987	11/2018
Osaic Wealth, Inc.	Andover	MA	11/2018	Present

02/1988 → 11/2018

Signator Investors, Inc.

Boston, MA
11/1987 → 11/2018

John Hancock

Andover, MA
11/2018 → Present

Osaic Wealth, Inc.

Andover, MA

Previous Registrations

2006-01-10 → 2018-11-02

Signator Investors, Inc.

Andover, MA

Andover, MA

Other Businesses

1. COASTAL WEALTH MANAGEMENT POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/15/2023 ADDRESS: 820 Turnpike St, Suite 103, No. Andover MA 01845, United States DESCRIPTION: Financial Services Practice 2. COASTAL WEALTH MANAGEMENT-FIXED INSURANCET POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2023 ADDRESS: 820 Turnpike St, suite 103, No Andover MA 01845, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-05
S63	Uniform Securities Agent State Law Examination	1988-03-08

S65 Uniform Investment Adviser Law Examination

2006-01-05
S63 Uniform Securities Agent State Law Examination

1988-03-08

View on SEC IAPD