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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| CA | RA | APPROVED | 2023-11-06 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Los Angeles | CA | 04/2013 | 08/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 08/2019 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 12/2019 | 11/2023 |
| Unemployed | Los Angeles | CA | 08/2019 | 12/2019 |
| Seia Llc | Los Angeles | CA | 11/2023 | Present |
| Ses Llc | Los Angeles | CA | 11/2023 | Present |
SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/6/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/6/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Insurance sales and service consistent with financial planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2011-08-01 |
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