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Christine Walker Matthew

Seia

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
CA RA APPROVED 2023-11-06
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • CA RA
    APPROVED
    Since 2023-11-06

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Los Angeles CA 04/2013 08/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2019
United Capital Financial Advisers, Llc Newport Beach CA 12/2019 11/2023
Unemployed Los Angeles CA 08/2019 12/2019
Seia Llc Los Angeles CA 11/2023 Present
Ses Llc Los Angeles CA 11/2023 Present
  • 04/2013 → 08/2019
    Fidelity Brokerage Services Llc
    Los Angeles, CA
  • 07/2018 → 08/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 12/2019 → 11/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 08/2019 → 12/2019
    Unemployed
    Los Angeles, CA
  • 11/2023 → Present
    Seia Llc
    Los Angeles, CA
  • 11/2023 → Present
    Ses Llc
    Los Angeles, CA
Previous Registrations
Other Businesses

SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/6/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/6/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Insurance sales and service consistent with financial planning.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-03
S65 Uniform Investment Adviser Law Examination 2011-08-01
  • S63 Uniform Securities Agent State Law Examination
    2013-06-03
  • S65 Uniform Investment Adviser Law Examination
    2011-08-01
Other Names
  • Christine Lynn Walker
  • Christine Lynn Walker

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