Michael Brian Fink

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-12
OH	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2019-07-12
OH RA
APPROVED

Since 2013-02-13

Branch Locations

7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Centerville	OH	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Centerville, OH

Previous Registrations

2012-03-20 → 2013-02-13

Morgan Keegan & Company, Llc

Miamisburg, OH
2009-06-01 → 2012-04-13

Morgan Stanley

Centerville, OH
2003-08-04 → 2009-06-01

Citigroup Global Markets Inc.

Centerville, OH

Centerville, OH
1999-08-09 → 2003-08-04

Morgan Stanley Dw Inc.

Dayton, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-07
S63	Uniform Securities Agent State Law Examination	1988-04-18

S65 Uniform Investment Adviser Law Examination

1999-07-07
S63 Uniform Securities Agent State Law Examination

1988-04-18

Other Names

Mike Fink
Michale Brian Fink

View on SEC IAPD