Kelly Ann Kruzick

Current Employers

Employment History

• 03/1987 → Present
  Zuk & Assoc. Independent Contractor
  Lake Forest, CA
• 08/1987 → Present
  Self Employed
  Santa Monica, CA
• 12/1998 → 11/2017
  National Planning Corporation
  Lake Forest, CA
• 06/2017 → Present
  Valley Wealth Strategies, Llc
  Santa Monica, CA
• 11/2017 → Present
  Lpl Financial, Llc
  Santa Monica, CA

Previous Registrations

• 2017-07-12 → 2017-12-31
  Valley Wealth Strategies
  Santa Monica, CA
• 1999-06-15 → 2017-11-29
  National Planning Corporation
  Santa Monica, CA

Other Businesses

1. 11/29/2017 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Investment Advisor Representative - Start Date 11/18/2010 - 45 Hours Per Month - Zuk Financial Group - Fixed life, annuities, LTC. 2. 11/29/2017 - No Business Name - Not Investment Related - Venice CA 90291 - Other - Health and wellness/meditation teacher - Start Date 8/1/17 - 20 Hours Per Month. 3. 11/29/2017 - Citadel Law Firm - Not Investment Related - At Reported Business Location(s) - Other - Paralegal Assistance - Start Date 11/18/2010 - 2 Hours Per Month - Citadel Law Firm - Paralegal Assistance. 4. 01/04/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 7/20/17 - 15 Hours Per Month/15 Hours During Securities - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/08/2018 - Valley Wealth Strategies, LLC - DBA: Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 07/2017 - 15 Hours Per Month/15 Hours During Securities. 6. 01/18/2018 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-02
• S65 Uniform Investment Adviser Law Examination
  1999-02-22