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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-09-04 |
Branch Locations
100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States
Dallas, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
POWER OF ATTORNEY FOR FATHER; INVESTMENT RELATED; DALLAS, TX; START DATE 4/26/2013; 1 HR PER MONTH; 2 HRS DURING TRADING. TRUSTEE FOR CHRISTENSEN FAMILY TRUST, INV RELATED, DALLAS, TX, START: 9/2013, 5 HOURS PER MONTH/0 DURING TRADING. CHRISTENSEN FAMILY FOUNDATION, INV RELATED, DALLAS, TX, TREASURER, START 1/1/2006, 10 HOURS PER MONTH, ZERO DURING TRADING, FAMILY FOUNDATION.; TRUSTEE FOR FAMILY TRUST, INV RELATED, DALLAS, TX, START: 1/4/1999, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-21 |
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